Financial Regulations Check

You can now use Financial Regulations Check to verify whether a candidate has had responsibility for Financially Regulated activities.

Include Financial regulation and compliance for Financially regulated sectors, senior hires for all sectors, and roles across sectors dealing with Finances, Investments, Budget, Accounting, and Money.

Key features

Speak to us about the importance of Financial Regulatory check for your business and sector.

Actionable Insights

Smart and tailored online reference templates help you collect the right information to enable informed decision making quickly.

Global 24/7 Support

Customers and Candidates can access swift, always-on support whenever and wherever they need it.

Fast turnaround

Employment checks are typically completed in x days with discounts for missed targets.

Reduced Time to Hire

Our employment reference check is typically completed in just 2 days.

Trusted by companies like these

These FinTech companies trust Veremark background checks

Our Financial Regulations Checks report on the following information

Whether the candidate has had responsibility for Financially Regulated activities
Checks if an individual has had disciplinary actions by the Financial Regulatory Body
Whether the candidate has received Financial sanctions from a country or countries

Why choose Veremark for your Financial Regulations Checks

Simple

A clean and simple digital experience with automated follow-ups provides a straightforward background screening solution to help employers define, understand and manage hiring risks.

Responsive

Fully customisable and reliable background screening that can be tailored to any industry and role. Manage your employment background checks with ease using our configurable platform.

No long contracts

Nothing about the Veremark platform is traditional, so why should our pricing be? Instead, we offer background checks for employment on a pay-as-you-go basis. So you can request one check, or thousands. Either way, you're not locked in.

Dedicated Care

It's in how we design our product. And how we deliver our service... Customer experience sits at the core of everything we do. Our global support team is at your beck and call to keep your company safe using our employee checking service. 24 hours a day. 7 days a week.

Wide variety of checks

Choose from a comprehensive selection of online background checks for employment which can be used by all industries and sectors. This includes automated reference checks, identity checks, bankruptcy checks, civil background checks, credit checks for employment and so many more.

Automated Platform

Our digital employee screening service provides real-time updates and notifications on the status of your checks, so you can stay informed and accelerate your time to hire.

Steps involved in the Financial Regulations Check process

Check the option for Financial Regulatory Check during background check

This is available to you during the Background check initiation process

FAQ's

What are Financial Regulations Checks?

Financial Regulations checks verifies whether a candidate has had responsibility for finically regulated activities, and has subsequently received sanctions from the financial regulatory body in a country or countries.

What is included in Financial Regulations Checks?

A Financial Regulatory Search would search if an individual has had the past permission & responsibilities with financially regulated activities. The checks would reveal if an individual has experienced disciplinary actions that have been charged by the Financial Regulatory Body.

Which countries financial regulations background checks available?

For the UK, the Financial Conduct Authority(FCA).

For Singapore, The MAS Register of Representatives.

For Australia, The Australia Securities& Investments Commission (ASIC)

For the USA, The Financial Industry Regulatory Authority (FINRA)

Financial regulations background checks are also available in other countries, including Malaysia, Canada & New Zealand.

For which sectors is Financial Regulatory Checks important?

Financial Regulatory Checks are very important for highly financially regulated sectors. In particular Banking, Financial Services, FinTech, Insurance, Investment banking & funds, Payment Services. In addition, all service-providers that provide contract and temporary personnel to the sector, such as Professional Services, Management Consulting, Business Process Outsourcing, HR / Recruitment / Staffing.

For which candidate roles are financial regulatory checks important?

Financial regulatory checks are important for all candidates in highly financially regulated sectors, and in businesses providing services to those sectors.

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